Internal Control Manager

Responsibilities

Coordinate the Risk Control Self-Assessment (RCSA) process with inputs from all departments and ensure compliance.
Evaluate the effectiveness of controls in meeting business and control objectives.
Identify and document control weaknesses and propose practical and value-added recommendations to provide evidential support for findings.
Coordinate the timely clearance by relevant departments of all gaps reported by the Internal and External Auditors.
Produce a monthly Internal Control Report, issues flagged and prioritize improvement opportunities to Exco.
Ensure that the Internal Control aspects of the Operational Risk Policy are adhered to.
Promoting staff knowledge and compliance accordingly, while recommending Policy updates where required based on best practices and changing circumstances.
Working with client’s personnel to ensure review and implementation of departmental SoPs per the existing firm-wide activity task list and associated gap analysis.
Job Requirements

Relevant qualifications in ACA, ACCA, and CIA
Minimum of 10 years experience in internal control/audit
Hands-on experience with Issuing houses in capital markets, structured finance deals, and infrastructure sector transactions.
Financial Service, Investment/Assets Management industry knowledge and experience is a plus.
Excellent communication and writing skills
An understanding of the industry and business models and the ability to communicate business strategies to stakeholders.
Attention to detail and ability to deliver high-quality work products.